The following are the current Form CRS and ADV3 for NewEdge Securities, Inc., NewEdge Advisors, LLC and NewEdge Wealth, LLC respectively.
Form CRS NewEdge Securities, Inc.
NewEdge Advisors Form ADV Part 3
NewEdge Wealth Form ADV Part 3
The following are key disclosures when opening up brokerage accounts
NewEdge Securities, Inc. Commission Schedule
NewEdge Securities, Inc. Service Fee Schedule
Brokerage Account Customer Agreement
The following are key disclosures when opening up Advisory Accounts
NewEdge Advisors Form ADV Part 2A Wrap Fee Program Brochure (MAFM)
NewEdge Advisors Form ADV Part 2A Firm Brochure (MAFM)
NewEdge Advisors Form ADV Part 2A Firm Brochure (GWM Advisors)
NewEdge Advisors Form ADV Part 2A Appendix I
NewEdge Advisors Schedule of Fees
NewEdge Wealth Form ADV Part 2A Wrap Fee Brochure
NewEdge Wealth Form ADV Part 2A Firm Brochure
The following are key disclosures related to key trading and execution services by NewEdge Securities, Inc.:
NewEdge Securities Best Execution Disclosure
SEC Rule 606 Report Disclosure
Day Trading Risk Disclosure
Regulation Best Interest, Form CRS and Related Interpretations
Neil is the Co-CEO and Co-Founder of one of NewEdge Capital Group’s subsidiaries, NewEdge Advisors. As Co-CEO, Neil oversees all aspects of NewEdge Advisors from business development, operations, transitions, technology, retention and investments.
Neil has a strong track record of taking great business ideas and turning them into exceptional companies, such as NewEdge Advisors. After starting his career at JP Morgan, Neil made his way to New Orleans-based technology firm, iSeatz.com, as their Chief Strategy Officer. It was there that he met current business partner, Alex Goss. The two went on to form AdverCar.com before co-founding what is known today as NewEdge Advisors. As Co-CEOs, they continue to develop NewEdge Advisors into one of the most advisor-first firms in the nation.
Neil graduated from Kenyon College with a Bachelor of Arts degree in Political Science. He was born and raised in New York City and currently resides in New Orleans. Outside of work, he enjoys running, playing golf and supporting local charities.
Alex is the Co-CEO and Co-Founder of one of NewEdge Capital Group’s subsidiaries, NewEdge Advisors. Prior to serving as CEO of NewEdge Advisors, Alex built he and his father’s personal advisory practice into the $8 billion RIA, Goss Advisors. Goss Advisors was subsequently acquired by NewEdge Capital Group and rebranded as NewEdge Advisors.
In his role, Alex is fully dedicated to understanding what successful advisors need and what they do not. His mission is to provide advisors with the tools and flexibility they require to better serve their clients without the limitations wirehouses and big banks force on advisors.
Alex graduated from Louisiana State University and moved to New York City where he worked for the New Orleans-based technology firm iSeatz.com. It was there that Alex met current business partner, Neil Turner, and they both went on to co-found AdverCar.com. After developing the business plan into a Silicon Valley venture capital-backed advertising firm, he moved to New Orleans to join his father, Jerry Goss, as a financial advisor. From there, it didn’t take long for the idea of what has become NewEdge Advisors to be born.
Alex lives in New Orleans with his wife and two sons. In his free time, he enjoys golf, hunting and fishing. He is also passionate about supporting our nation's most valuable asset, its youth. Alex supports and volunteers with multiple organizations that provide education, mentorship and cultural enrichment to kids in need.