As Managing Director and Head of Advisory Solutions, Rick specializes in delivering research-based investment solutions to ultra-high-net-worth individuals. He designs, directs and implements end-to-end advisory processes and standards that enhance the overall effectiveness of our investment advisors. Rick also has extensive experience with family offices, specializing in designing custom investment solutions including alternative investments, investment policy statements, family governance, philanthropy and lending.

Rick has nearly 25 years of experience in the finance industry. Prior to joining NewEdge Wealth, he was a Managing Director and Head of the Portfolio Advisory Group at UBS Financial Services, Inc. He has also held positions as Senior Vice President at Lehman Brothers and Vice President at Morgan Stanley.

Rick is a graduate of Hofstra University, where he received his Bachelor of Business Administration degree in Finance. He is a CFA® charterholder and maintains his Series 6, 7, 24, 63, and 66 licenses.

Rick currently resides in Mamaroneck, New York. In his spare time, he enjoys basketball, tennis, hiking.

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As an Associate of the Business Development Group, Andrew is responsible for identifying and cultivating new relationships with clients, prospective partners, corporations, and centers of influence. He also maintains a strong community presence for NewEdge Wealth and enhances our existing relationships.

Andrew graduated from Skidmore College with a B.S. in Business and was a baseball team captain. He currently lives in New Canaan, CT, and in his free time, he enjoys spending time with his family, golfing, and skiing.

As Creative Director, Heather is responsible for the overall creative direction of the brands under EdgeCo Holdings. This includes brand development, marketing design management and ensuring visual and interactive elements are properly aligned with the creative vision and brand standards. Her focuses also include user experience design, digital interface design and user-centric design principles. She is the creative force behind the creation of the EdgeCo Holdings brand and leads the ongoing refinement of NewEdge Wealth.

Heather joined the marketing team in 2012 and has ten years of experience in the field of marketing and design. She is a graduate of the University of Kentucky, where she received her B.A. in Journalism.

Heather currently resides in Lexington, KY with her husband and daughter. In her spare time, she enjoys creative photography, traveling, and exploring & creating art, as well as staying engaged in the local small business community.

As Communications Manager, Chloe manages internal and external resources to execute marketing strategies across social media, email and video, as well as plan and execute large-scale national and regional events. Chloe is also responsible for creating cross-brand and cross-division marketing efficiencies across EdgeCo companies.

Chloe has been a member of the marketing team since 2017 and has ten years of experience in the communication and event fields.

Chloe is a graduate of Eastern Kentucky University, where she received her B.A. in Public Relations. She lives in Lexington, KY with her husband and two children. In her spare time, she enjoys gardening, running and experiencing live music.

As Marketing Manager, Liz is responsible for the management and execution of marketing projects for NewEdge Wealth. This includes building strategies and developing campaigns, content, and collateral. She also ensures that communications align with our overall business strategy, brand, value proposition and desired client experience.

Prior to joining NewEdge, she was the Marketing & Advertising Coordinator for an investment firm in Lexington, Kentucky. She has nearly ten years of experience and graduated Magna Cum Laude from the University of Kentucky with a Bachelor’s of Business Administration degree in marketing and a Bachelor of Arts degree in psychology.

Liz grew up in Columbus, OH and currently resides in Georgia. She enjoys spending time with her family and friends, outdoor activities, and traveling the world.

As Systems Administrator, Jenna is responsible for maintaining and configuring our technology systems. As a part of the Enterprise Information Technology team, she researches new products, ensures systems are up to date, and assists the team with their technology goals. She is passionate about technology and creating the best user experience.

Jenna earned her Bachelor’s of Science degree in Finance from William Paterson University. She has over ten years of experience in systems administration and client services. Prior to joining NewEdge, she was a Systems Specialist for a financial management company.

Jenna currently resides in Oakland, NJ. In her spare time, she enjoys reading, cooking, and spending time with her two dogs.

As Supervising Principal and Compliance Officer, Kelly is responsible for supervising our branch offices and working with our Chief Compliance Officer to provide oversight of our business.

With nearly 20 years of experience, Kelly has held positions at The Private Wealth Partners, Morgan Stanley, and Lehman Brothers. She earned her Bachelor’s of Arts degree in Communications and Journalism from the University of Connecticut. She also maintains her Series 7, 24, and 66 securities licenses.

Kelly currently resides in Greenwich, CT. In her spare time, she enjoys spending time with her children, traveling, and renovating and designing homes.

As Senior Client Relationship Associate, Ali focuses on client relations and furthering the development of the client service team. She has over 12 years of experience in the financial services industry. Prior to joining NewEdge Wealth, Ali worked for Merrill Lynch Private Wealth servicing high-net-worth clients.

Ali graduated from George Washington University with a Bachelor of Arts in Economics. She is originally from New York and currently resides in Stamford, CT. In her spare time, she enjoys traveling and hiking.

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Lauren provides advice around the wealth strategy process, including integrating clients’ financial, estate, tax, and philanthropic needs. In addition, Lauren leads our next generation education offering to families in preparing future generations for wealth.

Prior to joining New Edge, Lauren spent time as a Wealth Strategist with Hawthorn, PNC Family Wealth in Philadelphia. While at Hawthorn, she worked closely with ultra-high net worth families and the next generation to provide advice on complex estate and wealth planning issues.

Lauren earned a Bachelor of Business Administration in Finance and Marketing from the University of Cincinnati. She is a CERTIFIED FINANCIAL PLANNER^® and currently pursuing her Masters in Taxation at Villanova University. Lauren currently resides in Pittsburgh, PA and enjoys running, fitness classes and all things Cleveland sports.

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As Vice President and Relationship Manager, Susan works closely with clients to create comprehensive and customized wealth plans. She has nearly 15 years of experience in investment banking and has previously held positions at UBS Financial Services, Inc., Lehman Brothers and Nomura Holdings.

Susan is a CFA® charterholder and holds a B.S. in Finance from the University of Illinois at Urbana-Champaign. She is an advocate for women’s financial empowerment and is spearheading our NewEdge Womens’ Initiative. As a resident of Venice Beach, she teaches financial literacy programs in her local neighborhood and is a longtime supporter and volunteer with Defy Ventures – a second chance for the formerly incarcerated.

Outside of work, Susan is an avid skier, passionate home cook and tireless house renovator. More recently, she can be found struggling with her putting on the golf course or playing a friendly game of tennis.

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Jason is responsible for initiating relationships with clients by understanding their objectives and presenting solutions across the firm’s comprehensive capabilities in investment management, estate planning, and family office services. He has over 20 years of experience in financial services holding prior positions as Managing Director at Nomura Holdings and Bank of America. Most recently, he was a Financial Advisor at UBS Financial Services, Inc.

Jason graduated from the University of Connecticut and lives in Darien, CT with his wife and four children. He loves spending time with his family, fishing and golf and is very passionate about his role as Greens Chairman at The Stanwich Club in Greenwich, CT.

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As Senior Vice President, Frank advises ultra-high-net-worth individuals, alternative investment managers, family offices, and institutions with fixed income and equity investment strategies. He also works closely with trust and estate, tax and corporate attorneys to help formulate future asset protection strategies for clients.

With nearly 40 years of experience, Frank was an early investor in the alternative investment space. He has extensive experience in sourcing, analyzing, performing due diligence, and monitoring hedge fund managers.

Frank was recognized as Cramer Rosenthal McGlynn’s “Broker of the Year” in 1994, 1995, 1996, and 1997. He graduated from the University of Colorado, Cum Laude, with a Bachelor of Arts degree in Economics.

Frank currently resides in Wilton, CT and enjoys golfing, traveling, and spending time with his family. He is also the Treasurer of the St. Baldrick’s Foundation (Wilton chapter), a charity that supports childhood cancer research.

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As Team Administrator, Laureen provides support in all areas of client service, including portfolio management and account administration. She began her career in the securities business in 1982 at Tucker Anthony and Moseley, Hallgarten, Estabrook & Weeden in New England. Most recently, she worked at UBS Financial Services, Inc. for over ten years.

Her background for providing high-level service to clients includes high-tech sales, client service in the travel and ski business in the U.S. and Europe, as well as 14 years as a business owner, design/build and property manager. Laureen also maintains her Series 7, 63 and 65 securities licenses.

Laureen resides in Park City, Utah and enjoys the active Park City lifestyle. In her free time, she loves spending time with family, as well as skiing, playing tennis, biking, paddleboarding and traveling.

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Jeff specializes in equities and fixed income products. He provides his clients with a wealth of industry knowledge, as well as a strong passion and commitment to consistent client service.
Prior to joining the team, Jeff was an Investment Associate at UBS Financial Services, Inc. and in Private Client Services at Bear Stearns & Company Inc. He has over 20 years of industry experience, including 17 years as a Team Equity Portfolio Trader and 15 years as a Financial Advisor.

Jeff holds a BA in Finance from Ithaca College where he also played D3 football. In addition, he holds an MBA in Investment Management from Drexel University and maintains his Series 7, 63 and 65 securities licenses.

In Jeff’s free time, you can find him spending time with his wife and two children. He enjoys waterskiing, snow skiing, coaching youth basketball, and traveling with his family.

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As Vice President of Investments and Capital Markets, Jonathan is responsible for business development, product management, relationship management and recruiting. Prior to joining NewEdge Wealth, he held positions at Goldman Sachs, Barclays Capital, and UBS Financial Services, Inc.

Jonathan earned his Bachelor of Arts degree from the University of Maryland, College Park and his Masters of Business Administration from Hofstra University. He maintains his Series 7, 9, 10, 24 and 66 securities licenses and has over 15 years of experience in the industry.

Jonathan is New York born and raised and currently resides in Armonk. In his spare time, he enjoys running, traveling, and playing poker.

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As Managing Director and Portfolio Manager, Glen specializes in managing equity portfolios. He utilizes long-term investment strategies that focus on bottom up analysis and a ‘growth at a reasonable price’ approach.

Glen has over 30 years of experience in the finance industry. Prior to joining NewEdge Wealth, Glen was a Managing Director and Senior Portfolio Manager at UBS Financial Services, Inc. and a Senior Managing Director at Bear Stearns & Company Inc.

Glen graduated from the University of Wisconsin-Madison with a B.S. in Political Science. He holds his Series 7 and 63 securities licenses and has been recognized in Barron’s, the Financial Times, and Forbes for his accomplishments.

Glen currently resides in Park City, Utah and Los Angeles, California. In his spare time, he enjoys golfing, skiing, and art.

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Brian Rauscher is a Managing Director and Head of Global Portfolio Strategy and Asset Allocation at Fundstrat. He has been on Wall Street for over two decades. Prior to joining Fundstrat, Brian spent eight years at Robert W. Baird & Co. as Chief Global Portfolio Strategist. He has also worked on the buy side as the U.S. Equity Strategist at Fortress Investment Group on the Liquid Macro Hedge Fund. From 2004-2009, Rauscher served as Director of Portfolio Strategy and Director of Research at Brown Brothers Harriman. His auspicious career began at Morgan Stanley where he worked for five years as an Investment Strategist on the team of Wall Street legend, Byron Wien.

Thomas Lee is an accomplished Wall Street strategist with over 25 years of experience in equity research and has been a top ranked by Institutional Investor every year since 1998. Prior to co-founding Fundstrat, he served most recently as J.P. Morgan’s Chief Equity Strategist from 2007 to 2014, and previously as Managing Director at Salomon Smith Barney. His areas of expertise include Market Strategy, Small/Mid-Cap Strategy and Telecom Services.

Jeff specializes in creating comprehensive asset management strategies with an emphasis on producing tailored fixed income portfolios. Prior to co-founding NewEdge Wealth, Jeff was a Managing Director at UBS. He has worked in the financial services industry for over 30 years holding prior positions as a Managing Director at Lehman Brothers and an Executive Director at Morgan Stanley. Jeff has appeared on Fox Business News, been quoted in The Wall Street Journal and Barron’s, and serves as a guest lecturer at Concordia University’s Molson School of Business and Vanderbilt University. He has been recognized by Barron’s, Forbes, and The Financial Times as a Top Wealth Advisor.

Jeff received his Bachelor of Commerce in Accounting from Concordia University and his M.B.A. from New York University Stern School of Business. He and his wife have twins and reside in Glen Ridge, NJ. Jeff enjoys golf, skiing and collecting art and wine. His philanthropic interests include Big Brothers, American Corporate Partners and Friends of Concordia University, as well as having served as a multi-term elected official on the Glen Ridge Board of Education.

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Jeff specializes in creating comprehensive asset management strategies with an emphasis on producing tailored fixed income portfolios. Prior to co-founding NewEdge Wealth, Jeff was a Managing Director at UBS. He has worked in the financial services industry for over 30 years holding prior positions as a Managing Director at Lehman Brothers and an Executive Director at Morgan Stanley. Jeff has appeared on Fox Business News, been quoted in The Wall Street Journal and Barron’s, and serves as a guest lecturer at Concordia University’s Molson School of Business and Vanderbilt University. He has been recognized by Barron’s, Forbes, and The Financial Times as a Top Wealth Advisor.

Jeff received his Bachelor of Commerce in Accounting from Concordia University and his M.B.A. from New York University Stern School of Business. He and his wife have twins and reside in Glen Ridge, NJ. Jeff enjoys golf, skiing and collecting art and wine. His philanthropic interests include Big Brothers, American Corporate Partners and Friends of Concordia University, as well as having served as a multi-term elected official on the Glen Ridge Board of Education.

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