Wealth Management Clients

Multiple List Program

National Financial – NewEdge Securities, Inc. FDIC Insured Cash Sweep

Multiple List Program

Effective: August 1, 2023

Retail Accounts: CA, CO, FL, IL, NJ, WV Retail Accounts: OH, PA Retail Accounts: All Other States and Protectorates Corporate Accounts: OH, PA Corporate Accounts: All Other States and Protectorates
Position / List List 1 List 2 List 3 List 4 List 5
1 WEX Bank WEX Bank Bank of Baroda Bank of Baroda State Street Bank and Trust Co
2 State Street Bank and Trust Co Huntington National Bank Dollar Bank Dollar Bank Tristate Capital Bank
3 Bank of Baroda Tristate Capital Bank Huntington National Bank JPMorgan Chase Bank NA Capital One, National Association
4 Huntington National Bank JPMorgan Chase Bank NA Tristate Capital Bank East West Bank Bank of Baroda
5 Tristate Capital Bank Bank of Baroda State Street Bank and Trust Co Capital One, National Association Pinnacle Bank
6 JPMorgan Chase Bank NA Capital One, National Association Capital One, National Association First Horizon Bank Flagstar Bank, N.A.
7 Pinnacle Bank State Street Bank and Trust Co East West Bank State Street Bank and Trust Co East West Bank
8 East West Bank Wells Fargo Bank, N.A. WEX Bank Pinnacle Bank First Horizon Bank
9 Capital One, National Association Dollar Bank Wells Fargo Bank, N.A. Wells Fargo Bank, N.A. Wells Fargo Bank, N.A.
10 Dollar Bank Pinnacle Bank Pinnacle Bank Tristate Capital Bank Dollar Bank
11 Wells Fargo Bank, N.A. U.S. Bank National Association U.S. Bank National Association Flagstar Bank, N.A. PNC Bank, N.A.
12 U.S. Bank National Association East West Bank JPMorgan Chase Bank NA PNC Bank, N.A. JPMorgan Chase Bank NA
13 Citibank, N.A. Citibank, N.A. Citibank, N.A. Citibank, N.A. Citibank, N.A.
Excess Banks
1 U.S. Bank National Association U.S. Bank National Association U.S. Bank National Association PNC Bank, N.A. PNC Bank, N.A.
2 Citibank, N.A. Citibank, N.A. Citibank, N.A. Citibank, N.A. Citibank, N.A.